Settlements with Complex Financial Instruments

Securities class action lawsuits are formed commonly on behalf of an investor group or agency that has been affected as a result of a company or broker’s improper dealings. Such processes include misstating earnings, concealing or misrepresenting risks, or otherwise engaging in activity detrimental to the company. Simpluris provides settlement administration of all types of securities including common & preferred stock, bonds, notes, IPO's, ADR's, and put/call option trade related financial transactions. Based on the nature of these types of cases, there’s almost always a vast amount of analysis and calculation work to be performed with securities cases. These calculations are not your typical excel formula. They often require ordered steps including data scrubbing, pattern-match, regular expression, and even nibble around the edges of machine learning artificial intelligence-based algorithms. Stock splits, reverse-splits, and pricing adjustments throughout a segment of data can take countless hours to tabulate.

Securities Cases Entail Deep Financial Calculations

Each investment or debt instrument, its value at a specific date and time, along with various other data points, are amalgamated together within a custom financial model that is specified within the settlement stipulations.

Creating sophisticated financial models has become table-stakes

Creating sophisticated financial models has become table-stakes for securities cases, and should be performed by financial analysts who understand the overall settlement itself. Our data manipulation and tabulation processes by our data management and technology groups have been battle-tested on thousands of cases and we are confident in our ability to deliver in securities related financial case settlements.